Trade Surveillance Analyst

About this role

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Skills you'll use

What you'll do

• Investigating and resolving trade surveillance alerts across market abuse typologies including spoofing, layering, ramping, marking the close, wash trading, and insider trading indicators.
• Monitor and investigate market surveillance alerts and electronic communications to identify potential market abuse risks and provide recommendations to enhance pre- and post-trade controls (and our surveillance platforms).
• Managing alert queues, ensuring timely investigation, escalation to Compliance Officer and closure of alerts
• Regular review of parameters and calibrating surveillance alert parameters as new markets, strategies, and products come online
• Record keeping and preparing reports for internal approvals and regulatory submissions.
• Experience in designing or calibrating surveillance alerts from scratch.
• Driving data analysis and reporting in support of broader compliance team needs.
• Experience with Multi-class surveillance like equities , derivatives or commodities is preferred.

Who can apply

• Collaborate with Compliance, Trading and Tech Teams.
• Collaborate with internal developers and vendor teams.
• Contribute to the design of alert specifications and maintain clear documentation
• Communicating with regional compliance teams on global issues and projects.
• Comfort working with large data sets
• Working knowledge of SEBI and Exchange regulations
• Experience with Excel-based data analysis (pivot tables, VLOOKUP/XLOOKUP, macros)
• Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.

About IMC

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