Internal Audit Manager – IT Risk & CASS

About this role

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Skills you'll use

What you'll do

• Ensuring that internal auditing standards and requirements are fully understood and applied;
• Employing industry best practice;
• Assessing whether all significant business and technology risks are identified and appropriately reported by management and the Risk function to the Board and Executive Management;
• Assessing whether business and technology risks are adequately controlled;
• Challenging Executive Management to improve the effectiveness of governance, risk management and internal controls;
• Working with senior management to identify and mitigate or minimise strategic, operational, financial and compliance risks to FNZ; and
• Developing, socialising and implementing a flexible, risk-based audit plan based on the FNZ’s risk universe, and other concerns identified by management and the Audit Committee.
• Functional Area Responsibilities
• Maintaining the Audit Universe and associated risk assessment from ongoing continuous monitoring activities;
• Delivering the Audit plan by planning, executing and reporting audits covering both business processes and technology domains (e.g. ITGCs, cloud environments, system implementations, data governance, cybersecurity, and change management);

Who can apply

• Primary CASS requirements:
• Core Technical & Regulatory Expertise
• Strong knowledge of FCA CASS rules (CASS 6, 7, 8 and 10), including client money, custody, CMAR reporting, and application within a Large CASS firm context.
• Ability to interpret and apply UK CASS requirements across different models (e.g. Securities vs Custody), aligned to FCA expectations under CASS and SYSC.
• CASS Operations & Process Expertise
• Hands-on experience with key processes (ICMR/ECMR, custody reconciliations, segregation calculations).
• Understanding of how technology, systems and data flows support CASS processes, including risks in complex operating and client-servicing models.
• Internal Audit & Assurance Capability
• Proven experience auditing CASS controls, including assessing design and operating effectiveness and identifying weaknesses, breaks and potential breaches.
• Ability to deliver risk-based CASS audit coverage, including effective challenge of 1st and 2nd line and alignment to regulatory expectations.

About FNZ

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